Asset Management & Direct Investment Business

SPDB International Investment Management Limited is licensed to conduct type 4 and 9 regulated activities by the Securities & Futures Commission (“SFC”) in Hong Kong. As the investment arm of SPDBI, the Company leverages the extensive branch network of Shanghai Pudong Development Bank Co. Ltd (“SPD Bank”) and focuses on providing cross-border asset management and direct investment solutions for institutional and high net-worth clients. SPDB International (Hong Kong) Limited is a wholly-owned subsidiary of SPDB International Holdings Limited that conducts investment business including private equity investment.
Higher Quality
Deal Sourcing:
  1. Cross-border privatization and M&A financing
  2. Seeking Consortium leading or co-investment role
More Prudence
Post-Investment Management
  1. Monitor money accounts
  2. Operations through local bank branches
Better Flexibility
Deal Exit:
  1. IPO exit, trade sale to SPD bank’s clients (investment funds or corporates)
  2. Synergies with headquarters’ fund raising advisory business

Traditional Investments

Bonds
  • Focuses on USD bond, Euro bond, dims sum bond
  • Issuers with existing relationships with SPD Bank is preferred
Stocks
  • Focuses on high quality Chinese companies listed in the offshore stock markets
  • Active management with stringent risk control and stop loss mechanism
Mezzanine Financing
  • Focuses on investment opportunities with growth potential as well as downside protection

Alternative Investments

Private Equity (USD)
  • Leverage branch network to source attractive privatization opportunities
  • Co-invest with listed companies in M&A opportunities
Private Equity (RMB)
  • Leverage branch network to source attractive Pre-IPO investments opportunities
  • Setup M&A fund