Form Download

Account Opening Forms
Account Opening Form (For Individual / Corporate)
Account Opening Form (For Institutional Professional Investor)
Client Information Statement (Individual / Joint)
Client Information Statement (Corporate)
Client Information Statement (Financial Institution)
Self-Certification Form - Individual
Self-Certification Form - Entity
Self-Certification Form - Controlling Person
Individual Professional Investor Assessment Form
Assessment Form For Corporate Professional Investor
Client Agreement
Fund/Securities Settlement
Payment Instruction Form
Securities Settlement Instruciton
Confirmation of Fund Deposit
Physical Scrip Deposit Form(for HK stocks only)
Physical Scrip Withdrawal Form
Account Maintenance
Change of Particulars Form (Individual/Joint)
Change of Particulars Form (Corporate/Institution)
Risk Tolerance Assessment Form
Authorisation of Third Party Operated Account
Update of Client’s Financial Information Form (Individual/Joint)
Update of Client’s Financial Information Form (Corporate/Institution)
Other Services
Consent Concerning HKIDR, OTCR and FINI
Application Form for China Stock Connect Northbound Trading Service
Subscription of Real Time Quote Service
Retrieving Statements Form
General Meeting - Attendance / Voting Notice