Fees and Charges

Hong Kong Stock
Securities Trading Account
Commission
Manual Trade 0.25%, min. HKD 100
Internet Trade 0.1%, min. HKD 50
Stamp Duty
0.1% (roundup to dollar) (effective 17 Nov 2023)
SFC Transaction Levy
0.0027%
AFRC Transaction Levy
0.00015%，rounded to the nearest cent （effective from 01 Jan 2022）
Exchange Trading Fee
0.005%
CCASS Clearing Fee
0.002% min. HKD 2, max. HKD100
Force Buy-in Charges
0.5% of the consideration plus fees collected by HKEx and CCASS
Stock Custody Fee
Free
Settlement Instructions, Corporate Actions & Nominee Services
Scrip Fee
HKD 2 per board lot
Stock Withdrawal via CCASS
0.01% gross value of previous closing, min. HKD 200 per stock
Stock Deposit via CCASS
Free
Stock Withdrawal to CCASS Investor Account
0.1% gross value of previous closing, min. HKD 200 per stock
Stock Deposit from CCASS Investor Account
Free
Withdrawal of Physical Scrip
HKD 5 per board lot (odd lot rounded up to one board lot), min. HKD 200 per stock
Deposit Physical Scrip
HKD 5 for each transfer deed
Stock Split, Merger
Free
Collection of Dividend
0.5% of dividend, min. HKD 50/RMB 50, max. HKD 10000
Collection of Bonus Shares
HKD 50 per stock
Collection of Rights Issue
Free
Collection of Privatization, Cash Offer, Special Offer, Take Over Offer
HKD 50 per stock
Exercise Rights, Warrant, Covered Warrant, Subscript Open Offer, Preferential Offer
HKD 0.8 per board lot (charged by CCASS), plus HKD 50 per stock
Application of Excess Rights Applications
HKD 0.8 per board lot (charged by CCASS), plus HKD 50 per stock
Voting Fee (Apply to Individual & Corporate Account)
HKD 200 per case
IPO Subscription & Interesting Rate Charges
Handling Fee for IPO Subscription
HKD 100 per subscription
Interest Rate of IPO Financing
Flows with market rate
Interest Rate of Margin Account
Prime+3% p.a.
Interest Rate of Cash Account Late Settlement
Prime+10% p.a.
Other Charges
Dividend Claim Collection
HKD 1000 per case, HKD 100 per dividend period
Audit Confirmation
HKD 200 per item
Asset Proof
HKD 200 per item
Re-print of Statements
HKD 50 per statement
Returned Cheque
HKD 200 per case
Local CHATS (Same Value Day)
Per Bank Charge (deduct from payment by default)
Telegraph Transfer (TT)
HKD 200 per case
Maintenance Fee on Inactive Account
HKD 100 per year
Market Data
Real-Time Quote of HK Stocks (Provide by TongDaXin and support PC Downloadable application only)
Chinese resident user – HKD 165
Non-Chinese resident user – HKD 280
Real-Time Quotation(Provide by TongDaXin and support Mobile App only)
Chinese resident user – HKD 20
Non-Chinese resident user – HKD 280
Shanghai Connect, Shenzhen Connect
Securities Trading and Settlement Instructions
Commission charge
Manual Trade 0.25%, min. RMB 100
Internet Trade 0.2%, min. RMB 100
Stamp Duty
0.05% of transaction amount（Seller only）（effective from 28 Aug 2023）
Handling charge
0.00341% of transaction amount（each buy/sell side）（effective from 28 Aug 2023）
Securities management fee
0.002%
Transfer fees
0.001%（CSDC）
Transfer fees
0.002%（HKSCC）
Portfolio fee
0.008% of portfolio value, calculated daily and charged at month end
Daily portfolio value * 0.008% / 365
Stock Withdrawal via CCASS
0.01% gross value of previous closing, min. CNY 200 per stock
Stock Deposit via CCASS
Free
Stock Withdrawal to CCASS Investor Account
0.01% gross value of previous closing, min. CNY 200 per stock
Stock Deposit from CCASS Investor Account
Free
Nominee and corporate action
Collection of Bonus Shares
RMB 50 per case
Exercise of Rights
RMB 50 per case
Excess Rights Application
RMB 50 per case
Collection of Dividend
RMB 50 per case
Dividend Tax
10% of receivable dividend (charged by HKSCC)
Collection of Privatization, Cash Offer, Special Offer, Take Over Offer
RMB 50 per case
Stock Split, Merger
Free
Bonds
Commission
0.3% of Notional Amount
Settlement Fee
HKD 300 or RMB 270 or USD 40 per trade
Custody Fee
0.1% per year of market value, charge monthly
Calculation: month end Market Value x 0.001 / 12
CB Conversion Fee
HKD 500 per case
Bond Transfer Fee
HKD 500 per case
Collection of Bond Interest
0.5% of bond interest, min. HKD 50 / RMB 45 / USD 8, max. HKD 10000 / RMB 9000 / USD 1280